Ho, Yui 何銳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Credit International Securities Co., Limited | RO | Advising on securities | 2022-10-17 | 2024-02-27 | RO | Asset management | 2022-10-17 | 2024-02-27 | RO | Dealing in securities | 2022-10-17 | 2024-02-27 |
| 2 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-10-17 | 2017-10-03 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2016-10-17 | 2017-10-03 |
| 4 | Easy One Asset Management Limited | RO | Advising on securities | 2020-07-17 | 2022-09-30 | RO | Asset management | 2020-07-17 | 2022-09-30 |
| 5 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-06 | 2011-08-19 |
| 6 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-06 | 2011-08-19 |
| 7 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2024-03-11 | |
| 8 | Kai Yin Securities Limited | Rep | Advising on securities | 2019-12-23 | 2020-01-16 | Rep | Dealing in futures contracts | 2019-12-23 | 2020-01-16 | Rep | Dealing in securities | 2019-12-23 | 2020-01-16 | RO | Advising on securities | 2020-01-16 | 2021-06-18 | RO | Dealing in futures contracts | 2020-01-16 | 2021-06-18 | RO | Dealing in securities | 2020-01-16 | 2021-06-18 |
| 9 | MC Financial Services Limited (HK) | RO | Advising on securities | 2018-04-20 | 2019-11-30 | RO | Asset management | 2018-04-20 | 2019-11-30 | RO | Dealing in futures contracts | 2018-04-20 | 2019-11-30 | RO | Dealing in securities | 2018-04-20 | 2019-11-30 |
| 10 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2009-07-13 | 2010-04-24 | Rep | Dealing in securities | 2009-07-13 | 2010-04-24 | Rep | Leveraged foreign exchange trading | 2009-11-30 | 2010-04-24 | Rep | Dealing in futures contracts | 2012-01-27 | 2015-11-01 | Rep | Dealing in securities | 2012-01-27 | 2015-11-01 | Rep | Leveraged foreign exchange trading | 2012-01-27 | 2015-11-01 |
| 11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-05-04 | 2016-10-08 | Rep | Leveraged foreign exchange trading | 2016-05-04 | 2016-10-08 |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-05-04 | 2016-10-08 |
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