Kelt, Simon Edward Albert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2016-07-27 | 2020-07-25 |
| 2 | Meraki Global Advisors (HK) Limited | Rep | Dealing in futures contracts | 2023-03-30 | Rep | Dealing in securities | 2023-03-30 |
| 3 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2009-07-15 | 2010-09-30 | Rep | Dealing in securities | 2009-07-15 | 2010-09-30 |
| 4 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in securities | 2015-02-25 | 2016-06-02 |
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