Li, Kim Man (SFC:ATJ131) 李儉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Automated trading services | 2009-07-29 | 2011-04-27 | Rep | Dealing in securities | 2009-07-29 | 2011-04-27 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-07-29 | 2011-04-27 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2011-10-07 | 2013-09-23 | Rep | Dealing in securities | 2011-10-07 | 2017-09-01 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-10-07 | 2017-09-01 | Rep | Dealing in securities | 2011-10-07 | 2017-09-01 | Rep | Automated trading services | 2013-09-06 | 2017-09-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy