Li, Hiu Yan (SFC:ATM268) 李曉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2009-08-31 | 2010-06-03 |
| 2 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2010-06-03 | 2010-09-13 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 2012-10-08 | 2012-11-07 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | 2013-03-18 |
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