Li, Qianxin (SFC:ATM617) 栗潛心

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2011-11-01 2018-02-27
Rep Asset management 2011-11-01 2018-02-27
Rep Dealing in securities 2013-09-13 2018-02-27
RO Dealing in securities 2018-02-27
RO Advising on securities 2018-02-27 2021-03-31
RO Asset management 2018-02-27 2021-03-31
2 Vision Capital Investment Management Limited Rep Advising on securities 2009-08-31 2011-07-11
Rep Dealing in securities 2009-08-31 2011-07-11

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