Li, Qianxin (SFC:ATM617) 栗潛心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Vision Capital Investment Management Limited | Rep | Advising on securities | 2009-08-31 | 2011-07-11 |
| 2 | Vision Capital Investment Management Limited | Rep | Dealing in securities | 2009-08-31 | 2011-07-11 |
| 3 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-11-01 | 2018-02-27 |
| 4 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-11-01 | 2018-02-27 |
| 5 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-09-13 | 2018-02-27 |
| 6 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2018-02-27 | |
| 7 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-02-27 | 2021-03-31 |
| 8 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-02-27 | 2021-03-31 |
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