Sher, Kwan Wai 佘君威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2010-03-05 | 2011-03-05 | Rep | Asset management | 2010-03-05 | 2011-03-05 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-30 | 2011-03-05 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-08-13 | 2009-11-28 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-13 | 2009-11-28 |
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