Chan, Stanley Cheuk Nam 陳卓男
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JMC Capital HK Limited | Rep | Advising on securities | 2019-09-26 | 2019-10-16 | Rep | Asset management | 2019-09-26 | 2019-10-16 | RO | Advising on securities | 2019-10-16 | 2021-03-11 | RO | Asset management | 2019-10-16 | 2021-03-11 | Rep | Dealing in securities | 2020-01-06 | 2021-12-31 | Rep | Advising on securities | 2021-03-11 | 2021-12-31 | Rep | Asset management | 2021-03-11 | 2021-12-31 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2009-08-12 | 2011-04-26 | Rep | Dealing in securities | 2009-08-12 | 2011-04-26 |
| 3 | Win Harvest Asset Management Limited | Rep | Asset management | 2016-12-01 | 2017-08-09 | Rep | Advising on securities | 2016-12-01 | 2019-06-27 | RO | Asset management | 2017-08-09 | 2019-06-27 |
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