Li, Yilu 李伊呂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES HONG KONG LIMITED | RO | Advising on corporate finance | 2021-09-02 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2009-08-14 | 2010-12-02 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2009-08-14 | 2010-12-02 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-08-14 | 2010-12-02 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2009-08-14 | 2010-12-02 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2009-08-14 | 2010-12-02 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-08-14 | 2010-12-02 |
| 8 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2013-05-23 |
| 9 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2012-01-13 | 2013-05-23 |
| 10 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2012-01-13 | 2013-05-23 |
| 11 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2014-01-14 | 2015-12-18 |
| 12 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2014-01-14 | 2015-12-18 |
| 13 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-01-27 | 2016-12-18 |
| 14 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-12-19 | 2021-09-02 |
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