Yuan, Quanwei 袁泉衛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-08-14 | 2011-04-21 | Rep | Advising on securities | 2009-08-14 | 2011-04-21 | Rep | Dealing in securities | 2009-08-14 | 2011-04-21 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2014-03-11 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-04-22 | 2014-12-29 | Rep | Advising on securities | 2014-04-22 | 2014-12-29 | Rep | Dealing in securities | 2014-04-22 | 2014-12-29 | RO | Advising on corporate finance | 2014-12-29 | 2016-10-04 | RO | Advising on securities | 2014-12-29 | 2016-10-04 | RO | Dealing in securities | 2014-12-29 | 2016-10-04 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-04-22 | 2014-12-29 | Rep | Advising on securities | 2014-04-22 | 2014-12-29 | Rep | Dealing in securities | 2014-04-22 | 2014-12-29 | RO | Advising on corporate finance | 2014-12-29 | 2016-10-04 | RO | Advising on securities | 2014-12-29 | 2016-10-04 | RO | Dealing in securities | 2014-12-29 | 2016-10-04 |
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