Manno, Niccolo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-08-17 | 2010-05-07 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-07-29 | 2023-07-25 | Rep | Dealing in futures contracts | 2021-07-29 | 2023-07-25 | RO | Advising on futures contracts | 2023-07-25 | 2024-03-31 | RO | Dealing in futures contracts | 2023-07-25 | 2024-03-31 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2013-12-02 | 2015-05-20 | Rep | Advising on securities | 2013-12-02 | 2015-05-20 | Rep | Dealing in securities | 2013-12-02 | 2015-05-20 | Rep | Advising on securities | 2021-07-29 | 2023-07-25 | Rep | Dealing in securities | 2021-07-29 | 2023-07-25 | RO | Advising on securities | 2023-07-25 | 2024-03-31 | RO | Dealing in securities | 2023-07-25 | 2024-03-31 |
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