Lou, Yuhan 婁宇涵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Asset management | 2019-06-20 | 2019-11-21 | Rep | Dealing in securities | 2019-06-20 | 2019-11-21 | Rep | Advising on securities | 2019-07-12 | 2019-11-21 |
| 2 | China Enterprise Securities Company Limited | Rep | Dealing in securities | 2018-03-12 | 2019-04-30 | Rep | Asset management | 2018-05-25 | 2019-04-30 |
| 3 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2021-05-05 | 2023-01-06 | Rep | Asset management | 2021-05-05 | 2023-01-06 | Rep | Dealing in securities | 2021-05-05 | 2023-01-06 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-02-14 | Rep | Advising on securities | 2024-11-21 |
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