Yip, Tsun Wah Alvan 葉俊華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-08-24 | 2010-10-04 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2009-08-24 | 2010-10-04 | Rep | Dealing in securities | 2009-08-24 | 2010-10-04 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-08-24 | 2010-10-04 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-04-29 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-10-24 |
| 5 | RC Futures Advisory Limited | RO | Advising on securities | 2019-11-01 | 2022-12-31 |
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