Shi, Xiaoyu (SFC:ATO814) 史曉宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2009-08-21 | 2011-04-04 | Rep | Dealing in securities | 2009-08-21 | 2011-04-04 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-03-11 | 2016-05-26 | Rep | Dealing in securities | 2016-03-11 | 2016-05-26 | RO | Advising on securities | 2016-05-26 | 2021-08-24 | RO | Dealing in securities | 2016-05-26 | 2021-08-24 | RO | Advising on corporate finance | 2016-09-19 | 2021-08-24 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2015-12-01 |
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