Tam, Christopher Siu Tong 譚兆棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CFS CAPITAL LIMITED | RO | Asset management | 2018-12-03 | 2019-06-27 |
| 2 | HS Securities Limited | RO | Advising on securities | 2019-06-28 | 2022-08-31 | RO | Asset management | 2019-06-28 | 2022-08-31 | RO | Dealing in securities | 2022-07-29 | 2022-08-31 |
| 3 | Kaisa Asset Management Limited | RO | Advising on securities | 2015-08-18 | 2016-11-14 | RO | Asset management | 2015-08-18 | 2016-11-14 |
| 4 | LW Asset Management Advisors Limited | RO | Asset management | 2016-12-05 | 2018-11-11 |
| 5 | ROYSTON SECURITIES LIMITED (GBEN) | Rep | Advising on securities | 2022-10-26 | 2022-11-28 | Rep | Asset management | 2022-10-26 | 2022-11-28 | Rep | Dealing in securities | 2022-10-26 | 2022-11-28 | RO | Advising on securities | 2022-11-28 | RO | Asset management | 2022-11-28 | RO | Dealing in securities | 2022-11-28 |
| 6 | Sinovation Capital Asset Management Company Limited | RO | Asset management | 2009-10-21 | 2015-08-15 |
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