Lui, Kam Wah 呂錦華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2018-03-14 | 2019-05-21 |
| 2 | AJ Asset Management Limited | Rep | Asset management | 2022-05-06 | 2022-10-05 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2019-05-21 | 2021-02-23 | AJ Futures Limited | Rep | 2021-03-04 | 2022-10-05 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2018-03-14 | 2021-02-23 | AJ Securities Limited | Rep | 2021-03-04 | 2022-10-05 | Wealth Management Cube Limited | Rep | 2023-01-11 | 2023-06-06 | Wealth Management Cube Limited | RO | 2023-06-06 |
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