Wong, Ka Yi (SFC:BGM619) 黃嘉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dynasty Alliance Investment Management Limited | Rep | Advising on securities | 2019-03-19 | 2019-04-18 | Rep | Asset management | 2019-03-19 | 2019-04-18 |
| 2 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2019-03-19 | 2019-04-18 |
| 3 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2018-06-29 | 2018-11-23 |
| 4 | Yellow River Securities Limited | Rep | Dealing in securities | 2018-03-14 | 2018-04-25 |
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