Lai, Ka Wah 黎嘉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GEO Securities Limited | Rep | Advising on securities | 2024-01-17 | Rep | Dealing in securities | 2024-01-17 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-11-21 | 2015-11-27 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-19 | 2015-11-27 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-09-09 | 2009-09-29 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2017-09-04 | 2020-12-11 | Rep | Dealing in futures contracts | 2017-09-04 | 2020-12-11 | Rep | Dealing in securities | 2017-09-04 | 2020-12-11 |
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