Liao, Zezhou 廖澤州
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-10-18 | |
2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2023-10-18 | |
3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-09-11 | 2023-09-05 | Rep | Advising on corporate finance | 2020-10-06 | 2023-09-05 | Rep | Advising on securities | 2020-10-06 | 2023-09-05 |
4 | MCM Asia Limited | Rep | Dealing in securities | 2018-03-15 | 2020-09-04 |
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