Zhao, Lumiao 趙路苗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | Rep | Advising on securities | 2014-08-27 | 2018-12-07 | Rep | Asset management | 2014-08-27 | 2018-12-07 |
| 2 | China Orient International Asset Management Limited | RO | Advising on securities | 2012-05-15 | 2013-09-06 | RO | Asset management | 2012-05-15 | 2013-09-06 |
| 3 | Huatai Asset Management (Hong Kong) Company Limited | RO | Advising on securities | 2010-11-12 | 2011-09-26 | RO | Asset management | 2010-11-12 | 2011-09-26 |
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