Tong, Tsz Chun (SFC:ATS073) 湯子俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-10-26 | 2016-04-05 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-10-26 | 2016-04-05 |
| 3 | GRAND VIEW ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-09-20 | 2020-08-31 | Rep | Asset management | 2017-09-20 | 2020-08-31 |
| 4 | GRAND VIEW SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-13 | 2019-11-01 | RO | Dealing in securities | 2019-11-01 | 2020-08-31 |
| 5 | IRIDIUM CAPITAL LIMITED (HK) | Rep | Advising on securities | 2016-08-25 | 2016-09-15 | Rep | Asset management | 2016-08-25 | 2016-09-15 |
| 6 | Pando Finance Limited | RO | Advising on securities | 2022-05-10 | 2023-06-04 | RO | Asset management | 2022-05-10 | 2023-06-04 | RO | Dealing in securities | 2022-05-10 | 2023-06-04 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-09 | 2010-09-04 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-09 | 2010-09-04 |
| 9 | Renascence Capital Limited | RO | Advising on securities | 2020-09-07 | 2021-04-30 | RO | Asset management | 2020-09-07 | 2021-04-30 |
| 10 | Trend Up Investment (HK) Limited | RO | Advising on securities | 2024-01-25 | RO | Asset management | 2024-01-25 |
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