Wong, Yuk Fai (SFC:ATS542) 黃旭輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-11 | 2010-05-08 |
2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-11 | 2010-05-08 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-05-24 | 2011-03-04 |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-30 | 2011-03-04 |
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