Liu, Qian (SFC:ATS617) 劉謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2017-10-27 | 2017-12-22 | Rep | Dealing in securities | 2017-10-27 | 2017-12-22 | Rep | Advising on corporate finance | 2017-10-27 | 2022-11-24 | RO | Advising on securities | 2017-12-22 | 2022-11-24 | RO | Dealing in securities | 2017-12-22 | 2022-11-24 |
| 2 | Jefferies Hong Kong Limited | RO | Dealing in securities | 2010-01-04 | 2010-10-14 |
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