Liu, Qian (SFC:ATS617) 劉謙

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2017-10-27 2022-11-24
2 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on securities 2017-10-27 2017-12-22
3 CCB INTERNATIONAL CAPITAL LIMITED Rep Dealing in securities 2017-10-27 2017-12-22
4 CCB INTERNATIONAL CAPITAL LIMITED RO Advising on securities 2017-12-22 2022-11-24
5 Jefferies Hong Kong Limited RO Dealing in securities 2010-01-04 2010-10-14
6 CCB INTERNATIONAL CAPITAL LIMITED RO Dealing in securities 2017-12-22 2022-11-24

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