Yoshihara, Tomoko
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2018-03-16 | 2018-08-31 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-06-30 | 2023-07-06 | Rep | Advising on securities | 2023-09-08 | 2023-09-14 | Rep | Advising on securities | 2024-03-18 | 2024-03-22 | Rep | Advising on securities | 2024-07-08 | 2024-07-11 |
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