Yao, Kai 姚凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broadway Wealth Management Limited | Rep | Advising on securities | 2009-10-09 | 2010-06-18 |
| 2 | Gold Mountains Asset Management Limited | Rep | Advising on securities | 2020-10-09 | 2023-11-22 | Rep | Asset management | 2020-10-09 | 2023-11-22 | RO | Advising on securities | 2023-11-22 | RO | Asset management | 2023-11-22 |
| 3 | HSZ (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-29 | 2020-01-31 | Rep | Asset management | 2014-05-29 | 2020-01-31 |
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