So, Regina Ka Ying 蘇家盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2010-08-03 | 2011-11-15 | Rep | Dealing in securities | 2010-08-03 | 2011-11-15 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-09-22 | 2010-08-01 |
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