Liao, Shuting 廖舒婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2020-07-15 | 2020-09-07 |
| 2 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2009-09-18 | 2010-04-16 |
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