Zhang, Jincheng (SFC:ATT807) 張錦成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2022-04-06 | Rep | Asset management | 2022-04-06 | Rep | Dealing in securities | 2022-04-06 |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2015-05-29 | 2017-02-03 | Rep | Asset management | 2015-05-29 | 2017-02-03 | Rep | Dealing in securities | 2015-05-29 | 2017-02-03 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2020-11-20 | 2021-10-21 | Rep | Dealing in securities | 2020-11-20 | 2021-10-21 | RO | Advising on securities | 2021-10-21 | 2022-02-19 | RO | Dealing in securities | 2021-10-21 | 2022-02-19 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-09-23 | 2011-06-18 |
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