Botelho Bastos, Pedro Augusto
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2009-09-28 | 2009-10-12 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2009-09-28 | 2009-10-12 | Rep | Advising on securities | 2014-06-12 | 2014-06-25 | Rep | Asset management | 2014-06-12 | 2014-06-25 | Rep | Dealing in securities | 2014-06-12 | 2014-06-25 | RO | Advising on securities | 2014-06-25 | 2021-12-23 | RO | Asset management | 2014-06-25 | 2021-12-23 | RO | Dealing in securities | 2014-06-25 | 2021-12-23 | RO | Advising on futures contracts | 2018-08-07 | 2021-12-23 | RO | Dealing in futures contracts | 2018-08-07 | 2021-12-23 | Rep | Advising on futures contracts | 2021-12-23 | 2022-05-13 | Rep | Advising on securities | 2021-12-23 | 2022-05-13 | Rep | Asset management | 2021-12-23 | 2022-05-13 | Rep | Dealing in futures contracts | 2021-12-23 | 2022-05-13 | Rep | Dealing in securities | 2021-12-23 | 2022-05-13 |
| 3 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2014-06-12 | 2014-06-25 | Rep | Asset management | 2014-06-12 | 2014-06-25 | RO | Advising on securities | 2014-06-25 | 2020-03-02 | RO | Asset management | 2014-06-25 | 2021-12-23 | RO | Advising on futures contracts | 2018-08-07 | 2020-03-02 | Rep | Asset management | 2021-12-23 | 2022-05-13 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-28 | 2009-10-12 | Rep | Advising on securities | 2014-06-12 | 2014-06-25 | Rep | Asset management | 2014-06-12 | 2014-06-25 | Rep | Dealing in securities | 2014-06-12 | 2014-06-25 | RO | Advising on securities | 2014-06-25 | 2021-12-23 | RO | Asset management | 2014-06-25 | 2021-12-23 | RO | Dealing in securities | 2014-06-25 | 2021-12-23 | RO | Advising on futures contracts | 2018-08-07 | 2021-12-23 | Rep | Advising on futures contracts | 2021-12-23 | 2022-05-13 | Rep | Advising on securities | 2021-12-23 | 2022-05-13 | Rep | Asset management | 2021-12-23 | 2022-05-13 | Rep | Dealing in securities | 2021-12-23 | 2022-05-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy