Li, Haoting 李浩霆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DA DI (HONG KONG) FINANCIAL SERVICES LIMITED | Rep | Advising on futures contracts | 2018-11-02 | 2023-08-03 | Rep | Dealing in futures contracts | 2018-11-02 | 2023-08-03 |
2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-28 | 2010-08-31 |
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