Mak, Yin Chong 麥燕莊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Duo Asset Management Limited | Rep | Asset management | 2017-10-03 | 2018-05-23 | RO | Asset management | 2018-05-23 | 2018-06-22 | Rep | Asset management | 2018-07-05 | 2018-08-29 | RO | Asset management | 2018-08-29 | 2019-02-14 |
| 2 | INTEGRITY FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2009-10-30 | 2016-09-01 |
| 3 | N Plus Capital Limited | RO | Advising on securities | 2021-03-31 | RO | Asset management | 2021-03-31 |
| 4 | Pacific Sun Advisors Limited | Rep | Advising on securities | 2016-09-22 | 2017-09-07 | Rep | Asset management | 2016-11-10 | 2017-09-07 | Rep | Asset management | 2019-06-11 | 2019-06-17 | Rep | Advising on securities | 2019-06-17 | 2019-08-15 | RO | Asset management | 2019-06-17 | 2020-12-01 | RO | Advising on securities | 2019-08-15 | 2020-12-01 |
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