Ng, Stephen Siu Fai 吳兆輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FinPro Asset Management Limited | RO | Advising on securities | 2024-01-23 | |
| 2 | FinPro Asset Management Limited | RO | Asset management | 2024-01-23 | |
| 3 | FinPro Asset Management Limited | RO | Dealing in securities | 2024-01-23 | |
| 4 | SSC MANDARIN FINANCIAL SERVICES LIMITED | RO | Advising on securities | 2009-11-04 | 2010-07-02 |
| 5 | SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2010-07-02 | 2010-07-02 |
| 6 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-07-29 | 2011-03-11 |
| 7 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-29 | 2011-03-11 |
| 8 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Advising on securities | 2016-10-20 | 2016-12-31 |
| 9 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Asset management | 2016-10-20 | 2016-12-31 |
| 10 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Dealing in securities | 2016-10-20 | 2016-12-31 |
| 11 | SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2017-05-18 | 2017-07-15 |
| 12 | SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Asset management | 2017-05-18 | 2017-07-15 |
| 13 | SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Dealing in securities | 2017-05-18 | 2017-07-15 |
| 14 | Core Securities Company Limited (The) | RO | Advising on securities | 2017-07-17 | 2018-07-28 |
| 15 | Core Securities Company Limited (The) | RO | Asset management | 2017-07-17 | 2018-07-28 |
| 16 | Core Securities Company Limited (The) | RO | Dealing in securities | 2017-07-17 | 2018-07-28 |
| 17 | WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-04-18 | 2021-03-12 |
| 18 | Goldhorse Securities Limited | RO | Advising on securities | 2019-04-18 | 2021-09-27 |
| 19 | Goldhorse Securities Limited | RO | Dealing in securities | 2019-04-18 | 2021-09-27 |
| 20 | EBANG SECURITIES INTERNATIONAL (HK) LIMITED | RO | Dealing in securities | 2022-05-31 | 2024-01-14 |
| 21 | EBANG CAPITAL (HK) LIMITED | RO | Advising on securities | 2022-06-02 | 2024-01-14 |
| 22 | EBANG CAPITAL (HK) LIMITED | RO | Asset management | 2022-06-02 | 2024-01-14 |
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