Chan, Chi Wing (SFC:ATX898) 陳熾榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hongkong Bay Asset Management Limited | Rep | Asset management | 2017-02-01 | 2017-12-27 | RO | Asset management | 2017-12-27 | 2019-04-29 | RO | Advising on securities | 2018-02-01 | 2019-04-29 |
| 2 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2014-02-19 | 2015-03-27 | Rep | Dealing in securities | 2015-04-17 | 2015-07-14 | RO | Dealing in securities | 2015-07-14 | 2019-04-29 | RO | Advising on securities | 2016-09-26 | 2019-04-29 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-10-07 | 2010-02-05 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-10-07 | 2010-02-05 |
| 5 | RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED | RO | Advising on securities | 2019-12-12 | RO | Asset management | 2019-12-12 |
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