Lau, Cheuk Ki (SFC:ATX970) 劉卓其
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-10-09 | 2011-06-22 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-10-09 | 2011-06-22 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2012-07-27 | 2019-11-01 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-03-23 | 2019-11-01 |
| 5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-23 | 2013-01-22 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-03-23 | 2019-11-01 | Rep | Advising on securities | 2015-03-12 | 2019-11-01 |
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