Li, Lei (SFC:AUA255) 李蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2009-10-27 | 2010-04-30 | Rep | Dealing in securities | 2009-10-27 | 2010-04-30 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2014-03-05 | Rep | Dealing in securities | 2014-03-05 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2013-01-21 | 2014-02-24 | Rep | Advising on securities | 2013-01-21 | 2014-02-24 |
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