Li, Yee Shuen 李懿璿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-10-29 | 2010-05-22 | Rep | Dealing in securities | 2009-10-29 | 2010-05-22 | Rep | Dealing in futures contracts | 2013-05-20 | 2021-09-24 | Rep | Dealing in securities | 2013-05-20 | 2021-09-24 | Rep | Leveraged foreign exchange trading | 2013-08-02 | 2014-11-26 |
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