Ng, Kwok Kei (SFC:AUB320) 吳國基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2011-06-16 | 2011-07-15 | Rep | Dealing in securities | 2011-06-16 | 2011-07-15 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-10-29 | 2011-05-27 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-10-29 | 2011-05-27 |
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