Tso, Kit Yee 曹潔儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-17 | 2019-09-09 | Rep | Dealing in securities | 2013-04-17 | 2019-09-09 |
| 2 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2009-11-12 | 2011-02-01 | Rep | Advising on securities | 2009-11-12 | 2011-06-30 | Rep | Asset management | 2009-11-12 | 2011-06-30 |
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