Wang, Ally Yi Li 王逸鸝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2012-03-19 | 2016-01-21 |
| 2 | Gateway Private Markets (HK) Limited | Rep | Asset management | 2022-05-03 | 2023-01-12 | Rep | Dealing in securities | 2022-05-03 | 2023-01-12 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-11-16 | 2011-05-31 | Rep | Advising on securities | 2009-11-16 | 2011-05-31 | Rep | Dealing in securities | 2009-11-16 | 2011-05-31 |
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