Radclyffe, Benjamin James (SFC:AUD569)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-11-13 | 2009-11-17 | Rep | Dealing in securities | 2011-03-21 | 2011-03-30 | Rep | Dealing in securities | 2011-11-01 | 2011-11-02 | Rep | Dealing in securities | 2012-03-19 | 2012-03-27 | Rep | Dealing in securities | 2013-03-12 | 2013-03-15 | Rep | Dealing in securities | 2013-10-04 | 2013-10-18 | Rep | Dealing in securities | 2013-11-01 | 2013-11-06 | Rep | Dealing in securities | 2013-11-22 | 2014-01-08 | Rep | Automated trading services | 2014-01-20 | 2015-02-13 | Rep | Dealing in securities | 2014-01-20 | 2015-02-13 | RO | Automated trading services | 2015-02-13 | 2016-11-05 | RO | Dealing in securities | 2015-02-13 | 2016-11-05 |
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