Noguchi, Masayasu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-11-18 | 2009-11-24 | Rep | Advising on securities | 2012-09-13 | 2012-09-26 | Rep | Advising on securities | 2014-02-21 | 2014-02-28 | Rep | Advising on securities | 2014-03-20 | 2020-12-30 |
2 | SBI Securities (Hong Kong) Limited | Rep | Advising on securities | 2024-10-14 | 2024-10-16 | Rep | Dealing in securities | 2024-10-14 | 2024-10-16 |
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