Kwan, Cheuk Shing 關卓誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-03-04 | 2011-05-21 |
2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2017-11-15 | 2022-08-01 | Rep | Dealing in securities | 2019-09-19 | 2022-08-01 |
3 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2009-12-24 | 2011-02-20 |
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