Shekhawat, Shilesh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2021-02-17 | Rep | Automated trading services | 2021-02-17 | 2021-05-27 | Rep | Dealing in securities | 2021-02-17 | 2021-05-27 | RO | Automated trading services | 2021-05-27 | RO | Dealing in securities | 2021-05-27 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2009-11-25 | 2010-07-05 | Rep | Advising on securities | 2009-11-25 | 2010-07-05 | Rep | Dealing in futures contracts | 2009-11-25 | 2010-07-05 | Rep | Dealing in securities | 2009-11-25 | 2010-07-05 | Rep | Advising on securities | 2012-10-18 | 2015-08-16 | Rep | Automated trading services | 2012-10-18 | 2015-08-16 | Rep | Dealing in securities | 2012-10-18 | 2015-08-16 |
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