Ho, Lai Ming (SFC:AUF129) 何勵明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2015-04-27 | 2018-02-01 | Rep | Dealing in securities | 2015-04-27 | 2018-02-01 |
| 2 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-17 | 2012-08-02 | Rep | Asset management | 2011-10-17 | 2012-08-02 |
| 3 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2009-11-26 | 2011-06-13 | Rep | Dealing in securities | 2009-11-26 | 2011-06-13 |
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