Jayaraman, Sreenivas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-11-30 | 2010-05-01 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2016-06-28 | 2017-11-22 | Rep | Dealing in futures contracts | 2016-06-28 | 2017-11-22 | RO | Advising on futures contracts | 2017-11-22 | 2018-01-31 | RO | Dealing in futures contracts | 2017-11-22 | 2018-01-31 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2012-12-23 | Rep | Advising on securities | 2012-01-13 | 2014-09-30 | Rep | Dealing in securities | 2012-01-13 | 2014-09-30 |
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