Zhu, Shengchu 朱聖初
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carlyle Global Credit (HK) Limited | Rep | Advising on securities | 2022-09-21 | 2023-09-30 | Rep | Dealing in securities | 2022-09-21 | 2023-09-30 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-02-09 | 2020-05-29 | Rep | Advising on securities | 2015-02-09 | 2020-05-29 | Rep | Dealing in securities | 2015-02-09 | 2020-05-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Asset management | 2009-12-09 | 2011-09-01 | Rep | Dealing in securities | 2009-12-09 | 2011-09-01 |
| 4 | Oaktree Capital (Hong Kong) Limited | Rep | Dealing in securities | 2014-03-14 | 2014-09-05 |
| 5 | TPG Capital, Limited | Rep | Advising on securities | 2012-03-07 | 2014-03-06 | Rep | Dealing in securities | 2012-03-07 | 2014-03-06 |
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