Ho, Vivien Wai Wan 何慧韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-02-04 | 2013-04-01 | Rep | Asset management | 2013-02-04 | 2013-04-01 | Rep | Dealing in securities | 2013-02-04 | 2013-04-01 |
| 2 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-12-14 | 2010-07-03 |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-10 | 2010-07-03 |
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