Liu, Wenyun (SFC:AUI940) 劉文韞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-18 | 2010-07-20 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-01-20 | 2019-03-09 | Rep | Advising on securities | 2014-01-20 | 2019-03-09 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-07-13 | 2014-01-20 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2014-08-08 | 2019-03-09 | Rep | Advising on securities | 2014-12-30 | 2019-03-09 |
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