Griffiths, Simon David (SFC:AUK078)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EQT Partners Asia Limited | RO | Advising on securities | 2010-03-26 | 2010-07-06 | Rep | Advising on securities | 2010-07-06 | 2014-01-10 | Rep | Dealing in securities | 2011-06-20 | 2014-01-10 |
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